Investment representative with a series 7 and 4 years of financial experience. This candidate has been working with a large, national investment firm for the last four years. During this time this candidate has done everything from initiating customer relationships with prospective clients to balanced portfolio development, financial statement & development/administration. They have provided a wide range of product portfolios and services including; life and health insurance, annuities, investment products, and specialized financial analysis. This candidate has experience dealing in volumes of currency in the range of $6 million and has reduced costs of operations for employers by 10% annually.
Series 7/Series 66 holder with a BS in Finance and 8 years of experience in major investment/financial firms. This candidate has most recently reported directly to the CIO of a large investment firm to execute all trading for the firm as well as providing support for managing day-to-day investment operations. This candidate has handled trade accounts for initial investments, additional deposits, managed clients’ strategy change. Additionally, this candidate has opened trade accounts, processed trade orders, compiled reports and various statements, and responded to client inquiries for information and services.
Series 7/Series66 with a BA and 1+ years of experience. This candidate has been working in a larger investment firm for the last year managing a $20 million dollar office in Houston, managing $35 million in assets, creating portfolios that focus on long-term achievement through the use of expertise to find quality investments/investment strategies, and bringing in new/retaining current clients through nurturing professional relationships.